Senior Legal Counsel - Financial Regulatory Law
Wolf & Williams · Sydney
Job description
About the role
We are looking for a Senior Legal Counsel to join a fast‑growing wealth technology and investment platform in Sydney. The role sits in the legal team, reports to a Senior Legal Counsel and works closely with the General Counsel, providing product‑focused regulatory advice as new offerings are developed.
Key responsibilities
- Provide strategic, commercially‑focused advice on Australian financial services regulation, including the Corporations Act, AFSL requirements and ASIC guidance.
- Support the design, structuring and launch of new products, features and customer propositions, identifying regulatory considerations from the outset.
- Monitor regulatory change, assess its impact and advise senior stakeholders on practical solutions.
- Collaborate with Compliance and Risk on governance, legal risk and regulatory issues.
- Draft and review customer documentation, disclosures, product governance materials and financial promotions.
- Engage with regulators and external legal advisers as required.
Required profile
- Australian‑qualified lawyer with at least 7 years post‑qualification experience in financial services regulation, either in‑house or in private practice.
- Strong knowledge of the AFSL framework, Corporations Act and related ASIC guidance.
- Commercially minded and pragmatic, able to translate complex regulatory requirements into workable business solutions.
- Comfortable interacting directly with senior business stakeholders and product teams.
- Agile, curious and capable of solving complex problems in a fast‑moving environment.
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Published 2 weeks ago
Expires 1 month from now
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Wolf & Williams
Sydney
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