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Senior Legal Counsel - Financial Regulatory Law

Wolf & Williams · Sydney

Senior 🇬🇧 English

Job description

About the role

We are looking for a Senior Legal Counsel to join a fast‑growing wealth technology and investment platform in Sydney. The role sits in the legal team, reports to a Senior Legal Counsel and works closely with the General Counsel, providing product‑focused regulatory advice as new offerings are developed.

Key responsibilities

  • Provide strategic, commercially‑focused advice on Australian financial services regulation, including the Corporations Act, AFSL requirements and ASIC guidance.
  • Support the design, structuring and launch of new products, features and customer propositions, identifying regulatory considerations from the outset.
  • Monitor regulatory change, assess its impact and advise senior stakeholders on practical solutions.
  • Collaborate with Compliance and Risk on governance, legal risk and regulatory issues.
  • Draft and review customer documentation, disclosures, product governance materials and financial promotions.
  • Engage with regulators and external legal advisers as required.

Required profile

  • Australian‑qualified lawyer with at least 7 years post‑qualification experience in financial services regulation, either in‑house or in private practice.
  • Strong knowledge of the AFSL framework, Corporations Act and related ASIC guidance.
  • Commercially minded and pragmatic, able to translate complex regulatory requirements into workable business solutions.
  • Comfortable interacting directly with senior business stakeholders and product teams.
  • Agile, curious and capable of solving complex problems in a fast‑moving environment.

Questions fréquentes

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Published 2 weeks ago

Expires 1 month from now

22 views · 0 interested

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Wolf & Williams

Sydney