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Legal Compliance Associate

Keegan Adams Recruitment · Melbourne

Mid 🇬🇧 English
AML KYC

Job description

About the role

Join a leading ASX‑listed investment manager as a Legal Compliance Associate, reporting to the General Counsel. You will support day‑to‑day legal and compliance activities across a $17.6 billion funds portfolio, working closely with senior stakeholders in Australia and overseas.

Key responsibilities

  • Monitor and report on compliance matters, ensuring adherence to regulatory obligations.
  • Assist with legal document review, contract support and policy development.
  • Conduct marketing and disclosure reviews, and support AML/KYC activities.
  • Prepare board reports and manage investment compliance tasks.
  • Handle international regulatory issues and contribute to cross‑functional projects.

Required profile

  • 2‑5 years experience in legal & compliance within funds management or superannuation.
  • Law, Commerce or related degree.
  • Strong attention to detail, organisational and communication skills.
  • Ability to build effective stakeholder relationships.
  • Proactive, hands‑on attitude with a willingness to learn.
  • RG146 or other compliance qualifications are advantageous.
  • Full Australian working rights.

Required skills

  • Compliance monitoring and reporting.
  • Regulatory obligations and governance.
  • Legal document review and contract support.
  • Marketing and disclosure review.
  • AML/KYC processes.
  • Policy development and board reporting.
  • Investment compliance.
  • International regulatory matters.
  • Cross‑functional project participation.

What we offer

  • Work with one of Australia’s leading investment managers.
  • Direct exposure to senior legal and compliance leadership.
  • Broad experience across legal, compliance and regulatory domains.
  • Long‑term career development in a collaborative team.
  • Melbourne CBD office location.

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Published 2 months ago

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Keegan Adams Recruitment

Melbourne